Verordnung der Finanzmarktaufsichtsbehörde (FMA) zur Ausgestaltung des Warnhinweises von Alternativen Investmentfonds (AIF-Warnhinweisverordnung)
224. Verordnung der Finanzmarktaufsichtsbehörde (FMA) zur Ausgestaltung des Warnhinweises von Alternativen Investmentfonds (AIF-Warnhinweisverordnung) Auf Grund des § 49 Abs. 5 des Alternativen Investmentfonds Manager-Gesetzes ? AIFMG, BGBl. I Nr. 135/2013, wird verordnet:
Anwendungsbereich
§ 1. Diese Verordnung ist auf Warnhinweise gemäß § 49 Abs. 4 AIFMG anwendbar.
Ausgestaltung des Warnhinweises
§ 2. (1) Ein Warnhinweis eines Alternativen Investmentfonds (AIF), welcher gemäß § 49 AIFMG zum Vertrieb in Österreich an Privatkunden zugelassen ist, hat in deutscher Sprache, gut sichtbar, eindeutig erkennbar und leicht lesbar zu sein und die Anforderungen des § 3 zu erfüllen.
(2) Der Warnhinweis gemäß Abs. 1 hat bereits zum Zeitpunkt der Einbringung der Anzeige gemäß § 49 Abs. 2 AIFMG im Kundeninformationsdokument (KID) oder im Vereinfachten Prospekt enthalten zu sein.
(3) Der Warnhinweis gemäß Abs. 1 hat ebenso in sämtlichen Werbeunterlagen des AIF oder des Alternativen Investmentfondsmanagers (AIFM) enthalten zu sein, welche für den Vertrieb in Österreich verwendet werden. Sofern ein Werbemittel einen schriftlichen Warnhinweis nicht zulässt, ist der Inhalt des Warnhinweises auf eine andere geeignete Weise wieder zu geben. Ein allgemeiner Verweis, wo der Warnhinweis abgerufen werden kann, reicht dabei nicht aus.
Wortlaut
§ 3. Ein Warnhinweis hat wie folgt zu lauten:
?Weder der [Name des AIF] noch die [Name des AIFM] unterliegt einer Aufsicht der...
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